Accession Number: | 0001104659-20-124472 |
Date: | 2020-11-09 |
Issuer: | EXLSERVICE HOLDINGS, INC. (EXLS) |
Original Submission Date: |
KAPOOR ROHIT
280 PARK AVENUE
NEW YORK, NY 10017
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2020-11-09 | S | 205 | d | $84.95 | 229,153 | direct | ||
COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2020-11-09 | S | 200 | d | $84.95 | 207,985 | indirect | f3 | |
COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2020-11-09 | 0 | $0.00 | 40,219 | indirect | f4 | |||
COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2020-11-09 | 0 | $0.00 | 177,134 | indirect | f5 | |||
COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2020-11-09 | 0 | $0.00 | 84,000 | indirect | f6 | |||
COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2020-11-09 | 0 | $0.00 | 84,000 | indirect | f7 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. |
f2 | this sale was made pursuant to a 10b5-1 plan previously entered into by the rohit kapoor 2016 family trust. |
f3 | owned by the rohit kapoor 2016 family trust. |
f4 | owned by the 2016 kapoor family trust created under the rohit kapoor 2013 grat. |
f5 | owned by the 2016 kapoor family trust created under the rohit kapoor 2005 grat. |
f6 | owned by the rohit kapoor spousal lifetime access trust. |
f7 | owned by the shikha kapoor 2005 family trust. |