Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-20-124472
Date:2020-11-09
Issuer: EXLSERVICE HOLDINGS, INC. (EXLS)
Original Submission Date:

Reporting Person:

KAPOOR ROHIT
280 PARK AVENUE
NEW YORK, NY 10017

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2020-11-09 S 205 d $84.95 229,153 direct
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2020-11-09 S 200 d $84.95 207,985 indirect f3
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2020-11-09 0 $0.00 40,219 indirect f4
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2020-11-09 0 $0.00 177,134 indirect f5
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2020-11-09 0 $0.00 84,000 indirect f6
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2020-11-09 0 $0.00 84,000 indirect f7
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
f2 this sale was made pursuant to a 10b5-1 plan previously entered into by the rohit kapoor 2016 family trust.
f3 owned by the rohit kapoor 2016 family trust.
f4 owned by the 2016 kapoor family trust created under the rohit kapoor 2013 grat.
f5 owned by the 2016 kapoor family trust created under the rohit kapoor 2005 grat.
f6 owned by the rohit kapoor spousal lifetime access trust.
f7 owned by the shikha kapoor 2005 family trust.
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