Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-20-124379
Date:2020-11-09
Issuer: PLUG POWER INC (PLUG)
Original Submission Date:

Reporting Person:

MCNAMEE GEORGE C
C/O PLUG POWER INC.
968 ALBANY SHAKER ROAD LATHAM, NY 12110

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-11-09 M 30,000 a $2.62 919,058 direct
COMMON STOCK 2020-11-09 S 30,000 d $21.05 889,058 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 2.62 2020-11-09 deemed execution date M 30,000 (d) 2025-05-21 common stock 30,000 $2.62 0 direct
Footnotes
IDfootnote
f1 shares sold pursuant to a pre-established 10b5-1 trading plan effective as of june 11, 2020.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $21.00 to $21.14, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range.
f3 the stock option granted to the reporting person is fully vested and exercisable as of the date hereof.
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