Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-20-016452
Date:2020-11-11
Issuer: ARES MANAGEMENT CORP (ARES)
Original Submission Date:

Reporting Person:

MCFERRAN MICHAEL R
2000 AVENUE OF THE STARS
12TH FLOOR LOS ANGELES, CA 90067

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2020-11-11 A 125,000 a $0.00 806,240 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 granted under the ares management corporation second amended and restated 2014 equity incentive plan (the "equity incentive plan"). each restricted unit represents the right to receive one share of class a common stock upon vesting. the restrictions on such units are scheduled to lapse in four equal installments on november 1, 2022, 2023, 2024 and 2025.
f2 includes 746,052 restricted units granted under the equity incentive plan. each restricted unit represents the right to receive one share of class a common stock upon vesting. the restricted units vest in installments in accordance with the applicable restricted unit award agreement.
WhaleWisdom Logo

Elevate your investments