Accession Number: | 0001628280-20-016452 |
Date: | 2020-11-11 |
Issuer: | ARES MANAGEMENT CORP (ARES) |
Original Submission Date: |
MCFERRAN MICHAEL R
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES, CA 90067
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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CLASS A COMMON STOCK | 2020-11-11 | A | 125,000 | a | $0.00 | 806,240 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | granted under the ares management corporation second amended and restated 2014 equity incentive plan (the "equity incentive plan"). each restricted unit represents the right to receive one share of class a common stock upon vesting. the restrictions on such units are scheduled to lapse in four equal installments on november 1, 2022, 2023, 2024 and 2025. |
f2 | includes 746,052 restricted units granted under the equity incentive plan. each restricted unit represents the right to receive one share of class a common stock upon vesting. the restricted units vest in installments in accordance with the applicable restricted unit award agreement. |