Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-20-013710
Date:2020-11-18
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
Original Submission Date:

Reporting Person:

CATANESE GEORGE
880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-11-18 M 300 a $0.00 6,581 direct
COMMON STOCK 2020-11-18 F 73 d $89.08 6,508 direct
COMMON STOCK 0 $0.00 68 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-11-18 deemed execution date M 300 (d) 2020-11-18 common stock 300 $0.00 0 direct
Footnotes
IDfootnote
f1 each restricted stock unit (rsu) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
f2 reflects dispositions under the diversification election provisions of the registrant's esop that were exempt from reporting under section 16, as well as additional esop allocations in the reporting person's account through november 17, 2020.
f3 rsus vested 60% on 11/18/2018, 20% on 11/18/2019, and 20% on 11/18/2020.

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