| Accession Number: | 0001225208-20-013710 |
| Date: | 2020-11-18 |
| Issuer: | RAYMOND JAMES FINANCIAL INC (RJF) |
| Original Submission Date: |
CATANESE GEORGE
880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2020-11-18 | M | 300 | a | $0.00 | 6,581 | direct | ||
| COMMON STOCK | 2020-11-18 | F | 73 | d | $89.08 | 6,508 | direct | ||
| COMMON STOCK | 0 | $0.00 | 68 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS | 0.0 | 2020-11-18 | deemed execution date | M | 300 (d) | 2020-11-18 | common stock 300 | $0.00 | 0 | direct |
| ID | footnote |
|---|---|
| f1 | each restricted stock unit (rsu) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| f2 | reflects dispositions under the diversification election provisions of the registrant's esop that were exempt from reporting under section 16, as well as additional esop allocations in the reporting person's account through november 17, 2020. |
| f3 | rsus vested 60% on 11/18/2018, 20% on 11/18/2019, and 20% on 11/18/2020. |
