| Accession Number: | 0001225208-20-013719 |
| Date: | 2020-11-18 |
| Issuer: | RAYMOND JAMES FINANCIAL INC (RJF) |
| Original Submission Date: |
REILLY PAUL C
880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2020-11-18 | M | 2,000 | a | $0.00 | 93,775 | direct | ||
| COMMON STOCK | 2020-11-18 | F | 787 | d | $89.08 | 92,988 | direct | ||
| COMMON STOCK | 0 | $0.00 | 1,084 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS | 0.0 | 2020-11-18 | deemed execution date | M | 2,000 (d) | 2020-11-18 | common stock 2,000 | $0.00 | 0 | direct |
| ID | footnote |
|---|---|
| f1 | each restricted stock unit (rsu) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| f2 | includes shares of common stock acquired under the reporting person's employee stock ownership plan (esop) account through november 17, 2020. |
| f3 | rsus vested 60% on 11/18/2018, 20% on 11/18/2019, and 20% on 11/18/2020. |
