Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-20-013720
Date:2020-11-18
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
Original Submission Date:

Reporting Person:

CURTIS SCOTT A
880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-11-18 M 1,500 a $0.00 85,289 direct
COMMON STOCK 2020-11-18 F 365 d $89.08 84,924 direct
COMMON STOCK 2020-11-19 M 7,497 a $48.20 92,421 direct
COMMON STOCK 0 $0.00 2,447 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-11-18 deemed execution date M 1,500 (d) 2020-11-18 common stock 1,500 $0.00 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 48.2 2020-11-19 deemed execution date M 7,497 (d) 2020-11-21 common stock 7,497 $48.20 0 direct
Footnotes
IDfootnote
f1 each restricted stock unit (rsu) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
f2 includes shares of common stock acquired under the reporting person's employee stock ownership plan (esop) account through november 17, 2020.
f3 rsus vested 60% on 11/18/2018, 20% on 11/18/2019, and 20% on 11/18/2020.
f4 the stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018.

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