Accession Number: | 0001628280-20-016685 |
Date: | 2020-11-19 |
Issuer: | ARES MANAGEMENT CORP (ARES) |
Original Submission Date: |
ROSENTHAL BENNETT
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES, CA 90067
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2020-11-19 | S | 19,583 | d | $44.88 | 400,000 | indirect | ||
CLASS A COMMON STOCK | 2020-11-19 | 0 | $0.00 | 1,105,052 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold on november 19, 2020 in multiple transactions at prices ranging from $44.59 to $45.02. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
f3 | the reporting person or a vehicle controlled by him is a limited partner in ares owners holdings l.p. ("aoh"), the direct holder of the shares of class a common stock. the shares of class a common stock indirectly held by the reporting person or the vehicle are the number of shares of class a common stock that he or the vehicle has a right to receive as a limited partner in aoh. |