Accession Number: | 0001225208-20-013777 |
Date: | 2020-11-19 |
Issuer: | RAYMOND JAMES FINANCIAL INC (RJF) |
Original Submission Date: |
PERRY JODI
880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-11-19 | M | 200 | a | $0.00 | 3,632 | direct | ||
COMMON STOCK | 2020-11-19 | F | 48 | d | $89.20 | 3,584 | direct | ||
COMMON STOCK | 2020-11-19 | 0 | $0.00 | 3,095 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-11-19 | deemed execution date | M | 200 (d) | 2020-11-19 | common stock 200 | $0.00 | 0 | direct |
ID | footnote |
---|---|
f1 | each restricted stock unit (rsu) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
f2 | includes shares of common stock acquired under the reporting person's employee stock ownership plan (esop) account through november 18, 2020. |
f3 | rsus vested 60% 11/19/2018, 20% on 11/19/2019, and 20% on 11/19/2020. |