Accession Number: | 0001104659-20-129134 |
Date: | 2020-11-20 |
Issuer: | INNODATA INC (INOD) |
Original Submission Date: |
MISHRA ASHOK
C/O INNODATA INC.
55 CHALLENGER ROAD
RIDGEFIELD PARK, NJ 07660
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-11-20 | M | 31,710 | a | $3.21 | 66,207 | direct | ||
COMMON STOCK | 2020-11-20 | S | 31,710 | d | $3.99 | 34,497 | direct | ||
COMMON STOCK | 2020-11-23 | M | 48,290 | a | $3.21 | 82,787 | direct | ||
COMMON STOCK | 2020-11-23 | M | 31,400 | a | $2.75 | 114,187 | direct | ||
COMMON STOCK | 2020-11-23 | S | 79,690 | d | $4.05 | 34,497 | direct | ||
COMMON STOCK | 2020-11-24 | M | 6,966 | a | $2.75 | 41,463 | direct | ||
COMMON STOCK | 2020-11-24 | S | 6,966 | d | $4.04 | 34,497 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 3.21 | 2020-11-20 | deemed execution date | M | 31,710 (d) | 2021-03-12 | common stock 31,710 | $3.21 | 48,290 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 3.21 | 2020-11-23 | deemed execution date | M | 48,290 (d) | 2021-03-12 | common stock 48,290 | $3.21 | 0 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 2.75 | 2020-11-23 | deemed execution date | M | 31,400 (d) | 2021-04-06 | common stock 31,400 | $2.75 | 81,600 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 2.75 | 2020-11-24 | deemed execution date | M | 6,966 (d) | 2021-04-06 | common stock 6,966 | $2.75 | 74,634 | direct |
ID | footnote |
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f1 | this transaction was executed in multiple trades at prices ranging from $3.95 to $4.00. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f2 | this transaction was executed in multiple trades at prices ranging from $3.95 to $4.19. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f3 | this transaction was executed in multiple trades at prices ranging from $4.02 to $4.08. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f4 | these stock options were originally granted to the reporting person on march 13, 2014 and became fully-vested on march 13, 2017. these stock options expire on march 12, 2021. |
f5 | these stock options were originally granted to the reporting person on april 7, 2014 and became fully-vested on april 7, 2017. these stock options expire on april 6, 2021. |