Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-20-129134
Date:2020-11-20
Issuer: INNODATA INC (INOD)
Original Submission Date:

Reporting Person:

MISHRA ASHOK
C/O INNODATA INC.
55 CHALLENGER ROAD RIDGEFIELD PARK, NJ 07660

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-11-20 M 31,710 a $3.21 66,207 direct
COMMON STOCK 2020-11-20 S 31,710 d $3.99 34,497 direct
COMMON STOCK 2020-11-23 M 48,290 a $3.21 82,787 direct
COMMON STOCK 2020-11-23 M 31,400 a $2.75 114,187 direct
COMMON STOCK 2020-11-23 S 79,690 d $4.05 34,497 direct
COMMON STOCK 2020-11-24 M 6,966 a $2.75 41,463 direct
COMMON STOCK 2020-11-24 S 6,966 d $4.04 34,497 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 3.21 2020-11-20 deemed execution date M 31,710 (d) 2021-03-12 common stock 31,710 $3.21 48,290 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 3.21 2020-11-23 deemed execution date M 48,290 (d) 2021-03-12 common stock 48,290 $3.21 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 2.75 2020-11-23 deemed execution date M 31,400 (d) 2021-04-06 common stock 31,400 $2.75 81,600 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 2.75 2020-11-24 deemed execution date M 6,966 (d) 2021-04-06 common stock 6,966 $2.75 74,634 direct
Footnotes
IDfootnote
f1 this transaction was executed in multiple trades at prices ranging from $3.95 to $4.00. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f2 this transaction was executed in multiple trades at prices ranging from $3.95 to $4.19. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f3 this transaction was executed in multiple trades at prices ranging from $4.02 to $4.08. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f4 these stock options were originally granted to the reporting person on march 13, 2014 and became fully-vested on march 13, 2017. these stock options expire on march 12, 2021.
f5 these stock options were originally granted to the reporting person on april 7, 2014 and became fully-vested on april 7, 2017. these stock options expire on april 6, 2021.
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