Accession Number: | 0001225208-20-014072 |
Date: | 2020-11-30 |
Issuer: | RAYMOND JAMES FINANCIAL INC (RJF) |
Original Submission Date: |
RANEY STEVEN M
880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-11-30 | M | 3,000 | a | $0.00 | 37,101 | direct | ||
COMMON STOCK | 2020-11-30 | M | 1,000 | a | $0.00 | 38,101 | direct | ||
COMMON STOCK | 2020-11-30 | F | 243 | d | $90.95 | 37,858 | direct | ||
COMMON STOCK | 2020-11-30 | F | 730 | d | $90.95 | 37,128 | direct | ||
COMMON STOCK | 2020-11-30 | 0 | $0.00 | 1,804 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-11-30 | deemed execution date | M | 1,000 (d) | 2021-11-30 | common stock 1,000 | $0.00 | 1,000 | direct | ||
RESTRICTED STOCK UNITS | 0.0 | 2020-11-30 | deemed execution date | M | 3,000 (d) | 2022-11-30 | common stock 3,000 | $0.00 | 2,000 | direct |
ID | footnote |
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f1 | each restricted stock unit (rsu) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
f2 | includes shares of common stock acquired under the reporting person's employee stock ownership plan (esop) account through november 26, 2020. |
f3 | rsus vested 60% on 11/30/2019, 20% on 11/30/2020, and will vest 20% on 11/30/2021. |
f4 | rsus vested 60% on 11/30/2020, and will vest 20% on 11/30/2021, and 20% on 11/30/2022. |