Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-20-014076
Date:2020-11-30
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
Original Submission Date:

Reporting Person:

ELWYN TASHTEGO S
880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-11-30 M 3,000 a $0.00 30,470 direct
COMMON STOCK 2020-11-30 M 1,000 a $0.00 31,470 direct
COMMON STOCK 2020-11-30 F 243 d $90.95 31,227 direct
COMMON STOCK 2020-11-30 F 730 d $90.95 30,497 direct
COMMON STOCK 2020-11-30 G 313 d $0.00 30,184 direct
COMMON STOCK 0 $0.00 4,501 indirect
COMMON STOCK 0 $0.00 50 indirect
COMMON STOCK 0 $0.00 50 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-11-30 deemed execution date M 1,000 (d) 2021-11-30 common stock 1,000 $0.00 1,000 direct
RESTRICTED STOCK UNITS 0.0 2020-11-30 deemed execution date M 3,000 (d) 2022-11-30 common stock 3,000 $0.00 2,000 direct
Footnotes
IDfootnote
f1 each restricted stock unit (rsu) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
f2 the reporting person effected multiple gifts on the same day in different amounts.
f3 includes shares of common stock acquired under the reporting person's employee stock ownership plan (esop) account through november 26, 2020.
f4 the reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of section 16 or for any other purpose.
f5 rsus vested 60% on 11/30/2019, 20% on 11/30/2020, and will vest 20% on 11/30/2021.
f6 rsus vested 60% on 11/30/2020, and will vest 20% on 11/30/2021, and 20% on 11/30/2022.

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