Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-061078
Date:2020-11-30
Issuer: CONOCOPHILLIPS (COP)
Original Submission Date:

Reporting Person:

WALLETTE DON E JR.
16930 PARK ROW DR.
HOUSTON, TX 77084

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-11-30 M 1,073 a $0.00 55,999 direct
COMMON STOCK 2020-11-30 F 1,073 d $40.79 54,926 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK UNITS 0.0 2020-11-30 deemed execution date M 1,073 (d) common stock 1,073 $0.00 27,666 direct
Footnotes
IDfootnote
f1 each stock unit was the economic equivalent of one share of common stock.
f2 the stock units represent conocophillips common stock on a 1-for-1 basis.
f3 reflects partial lapsing of restrictions on the 2020 executive rsu grant to cover fica obligation and associated income taxes for retirement eligible employees.
f4 the stock unit grant settles 3 years from february 11, 2020, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.
f5 the stock units do not have an expiration date.
f6 includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.
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