Accession Number: | 0001225208-20-014256 |
Date: | 2020-12-02 |
Issuer: | RAYMOND JAMES FINANCIAL INC (RJF) |
Original Submission Date: |
JULIEN JEFFREY P
880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-12-02 | A | 2,885 | a | $0.00 | 49,977 | direct | ||
COMMON STOCK | 2020-12-02 | 0 | $0.00 | 6,060 | indirect | ||||
COMMON STOCK | 2020-12-02 | 0 | $0.00 | 937 | indirect | ||||
COMMON STOCK | 2020-12-02 | 0 | $0.00 | 206 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-12-03 | deemed execution date | A | 3,000 (a) | 2025-11-30 | common stock 3,000 | $0.00 | 3,000 | direct |
ID | footnote |
---|---|
f1 | vesting of performance restricted stock units (prsus) granted on 12/15/2017. |
f2 | includes shares of common stock acquired under the reporting person's spouse's employee stock ownership plan (esop) account through november 26, 2020. |
f3 | includes shares of common stock acquired under the reporting person's employee stock ownership plan (esop) account through november 26, 2020. |
f4 | each restricted stock unit (rsu) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
f5 | rsus vest 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. |