| Accession Number: | 0001225208-20-014268 |
| Date: | 2020-12-02 |
| Issuer: | RAYMOND JAMES FINANCIAL INC (RJF) |
| Original Submission Date: |
CURTIS SCOTT A
880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 0 | $0.00 | 2,447 | indirect | |||||
| COMMON STOCK | 2020-12-01 | G | 120 | d | $0.00 | 94,797 | direct | ||
| COMMON STOCK | 2020-12-02 | A | 2,524 | a | $0.00 | 97,321 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS | 0.0 | 2020-12-03 | deemed execution date | A | 5,000 (a) | 2025-11-30 | common stock 5,000 | $0.00 | 5,000 | direct |
| ID | footnote |
|---|---|
| f1 | vesting of performance restricted stock units (prsus) granted on 12/15/2017. |
| f2 | includes shares of common stock acquired under the reporting person's employee stock ownership plan (esop) account through november 26, 2020. |
| f3 | each restricted stock unit (rsu) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| f4 | rsus vest 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. |
