| Accession Number: | 0001225208-20-014269 |
| Date: | 2020-12-02 |
| Issuer: | RAYMOND JAMES FINANCIAL INC (RJF) |
| Original Submission Date: |
REILLY PAUL C
880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2020-12-02 | A | 27,412 | a | $0.00 | 126,280 | direct | ||
| COMMON STOCK | 2020-12-02 | S | 5,880 | d | $93.82 | 120,400 | direct | ||
| COMMON STOCK | 2020-12-03 | S | 34,532 | d | $94.63 | 85,868 | direct | ||
| COMMON STOCK | 0 | $0.00 | 1,084 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS | 0.0 | 2020-12-03 | deemed execution date | A | 13,000 (a) | 2025-11-30 | common stock 13,000 | $0.00 | 13,000 | direct |
| ID | footnote |
|---|---|
| f1 | vesting of performance restricted stock units (prsus) granted on 12/15/2017. |
| f2 | the reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. the reporting person has reported on a single line all such transactions that occurred within a one dollar price range. the reporting person hereby undertakes to provide upon request by the securities and exchange commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. |
| f3 | reflects the weighted average sale price. the range of prices for such transaction was $93.75 to $93.85. |
| f4 | reflects the weighted average sale price. the range of prices for such transaction was $94.34 to $95.04. |
| f5 | includes shares of common stock acquired under the reporting person's employee stock ownership plan (esop) account through november 26, 2020. |
| f6 | each restricted stock unit (rsu) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
| f7 | rsus vest 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025. |
