Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-20-014269
Date:2020-12-02
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
Original Submission Date:

Reporting Person:

REILLY PAUL C
880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-12-02 A 27,412 a $0.00 126,280 direct
COMMON STOCK 2020-12-02 S 5,880 d $93.82 120,400 direct
COMMON STOCK 2020-12-03 S 34,532 d $94.63 85,868 direct
COMMON STOCK 0 $0.00 1,084 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2020-12-03 deemed execution date A 13,000 (a) 2025-11-30 common stock 13,000 $0.00 13,000 direct
Footnotes
IDfootnote
f1 vesting of performance restricted stock units (prsus) granted on 12/15/2017.
f2 the reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. the reporting person has reported on a single line all such transactions that occurred within a one dollar price range. the reporting person hereby undertakes to provide upon request by the securities and exchange commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
f3 reflects the weighted average sale price. the range of prices for such transaction was $93.75 to $93.85.
f4 reflects the weighted average sale price. the range of prices for such transaction was $94.34 to $95.04.
f5 includes shares of common stock acquired under the reporting person's employee stock ownership plan (esop) account through november 26, 2020.
f6 each restricted stock unit (rsu) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
f7 rsus vest 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025.

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