Accession Number: | 0001225208-20-014274 |
Date: | 2020-12-02 |
Issuer: | RAYMOND JAMES FINANCIAL INC (RJF) |
Original Submission Date: |
JAMES THOMAS A
880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-12-02 | A | 3,968 | a | $0.00 | 11,973,700 | indirect | ||
COMMON STOCK | 2020-12-02 | 0 | $0.00 | 900 | indirect | ||||
COMMON STOCK | 2020-12-02 | 0 | $0.00 | 33,750 | indirect | ||||
COMMON STOCK | 2020-12-02 | 0 | $0.00 | 662,754 | indirect | ||||
COMMON STOCK | 2020-12-02 | 0 | $0.00 | 1,000,000 | indirect | ||||
COMMON STOCK | 2020-12-02 | 0 | $0.00 | 416 | indirect | ||||
COMMON STOCK | 2020-12-02 | 0 | $0.00 | 108,087 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | vesting of performance restricted stock units (prsus) granted on 12/15/2017. |
f2 | the reporting person is the trustee of the trust. the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of section 16 or for any other purpose. |
f3 | includes shares of common stock held in the reporting person's employee stock ownership plan (esop) account through november 26, 2020. |