Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-20-030623
Date:2020-12-02
Issuer: WALMART INC. (WMT)
Original Submission Date:

Reporting Person:

WALTON JIM C
P.O. BOX 1860
BENTONVILLE, AR 72712

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-12-02 S 78,431 d $150.19 386,486,524 indirect
COMMON STOCK 2020-12-02 S 70,029 d $150.86 386,416,495 indirect
COMMON STOCK 2020-12-02 S 34,696 d $152.08 386,381,799 indirect
COMMON STOCK 2020-12-03 S 204,112 d $149.14 386,177,687 indirect
COMMON STOCK 2020-12-03 S 35,219 d $149.58 386,142,468 indirect f6
COMMON STOCK 2020-12-02 0 $0.00 6,351,524 direct
COMMON STOCK 2020-12-02 0 $0.00 1,000,891,131 indirect f7
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this sale from the walton family holdings trust (the "trust") was executed in multiple trades at prices ranging from $149.55 to $150.55, inclusive. the price reported above reflects the weighted average sale price. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
f2 this sale from the trust was executed in multiple trades at prices ranging from $150.555 to $151.55, inclusive. the price reported above reflects the weighted average sale price. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
f3 this sale from the trust was executed in multiple trades at prices ranging from $151.56 to $152.47, inclusive. the price reported above reflects the weighted average sales price. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
f4 this sale from the trust was executed in multiple trades at prices ranging from $148.40 to $149.40, inclusive. the price reported above reflects the weighted average sale price. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
f5 this sale from the trust was executed in multiple trades at prices ranging from $149.41 to $150.00, inclusive. the price reported above reflects the weighted average sale price. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
f6 the reporting person is a trustee of the trust, the entity that owns 386,142,468 shares of common stock. the reporting person disclaims beneficial ownership of the reported securities held by the trust except to the extent of his pecuniary interest therein.
f7 the reporting person is a member of walton enterprises, llc, the entity that owns 1,000,891,131 shares of common stock. the reporting person disclaims beneficial ownership of the reported securities held by such llc except to the extent of his pecuniary interest therein.
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