Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-20-061871
Date:2020-12-03
Issuer: RAMBUS INC (RMBS)
Original Submission Date:

Reporting Person:

SERAPHIN LUC
C/O RAMBUS INC.
4453 NORTH FIRST STREET, SUITE 100 SAN JOSE, CA 95134

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-12-03 M 3,185 a $12.84 211,196 direct
COMMON STOCK 2020-12-03 S 3,185 d $16.32 208,011 direct
COMMON STOCK 2020-12-03 M 2,745 a $12.80 210,756 direct
COMMON STOCK 2020-12-03 S 2,745 d $16.32 208,011 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 12.84 2020-12-03 deemed execution date M 3,185 (d) 2028-02-01 common stock 3,185 $12.84 14,861 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 12.8 2020-12-03 deemed execution date M 2,745 (d) 2027-02-01 common stock 2,745 $12.80 1,830 direct
Footnotes
IDfootnote
f1 the sale reported in this form 4 was effected pursuant to a rule 10b5-1 trading plan adopted on february 21, 2020.
f2 the option award vests as to 10% of the granted shares on august 1, 2018, and the remaining shares vest monthly thereafter until fully vested on february 1, 2022.
f3 the option award vests as to 10% of the granted shares on august 1, 2017, and the remaining shares vest monthly thereafter until fully vested on february 1, 2021.
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