Accession Number: | 0001209191-20-061871 |
Date: | 2020-12-03 |
Issuer: | RAMBUS INC (RMBS) |
Original Submission Date: |
SERAPHIN LUC
C/O RAMBUS INC.
4453 NORTH FIRST STREET, SUITE 100
SAN JOSE, CA 95134
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-12-03 | M | 3,185 | a | $12.84 | 211,196 | direct | ||
COMMON STOCK | 2020-12-03 | S | 3,185 | d | $16.32 | 208,011 | direct | ||
COMMON STOCK | 2020-12-03 | M | 2,745 | a | $12.80 | 210,756 | direct | ||
COMMON STOCK | 2020-12-03 | S | 2,745 | d | $16.32 | 208,011 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 12.84 | 2020-12-03 | deemed execution date | M | 3,185 (d) | 2028-02-01 | common stock 3,185 | $12.84 | 14,861 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 12.8 | 2020-12-03 | deemed execution date | M | 2,745 (d) | 2027-02-01 | common stock 2,745 | $12.80 | 1,830 | direct |
ID | footnote |
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f1 | the sale reported in this form 4 was effected pursuant to a rule 10b5-1 trading plan adopted on february 21, 2020. |
f2 | the option award vests as to 10% of the granted shares on august 1, 2018, and the remaining shares vest monthly thereafter until fully vested on february 1, 2022. |
f3 | the option award vests as to 10% of the granted shares on august 1, 2017, and the remaining shares vest monthly thereafter until fully vested on february 1, 2021. |