Accession Number: | 0001203311-20-000136 |
Date: | 2020-12-03 |
Issuer: | SEAGEN INC. (SGEN) |
Original Submission Date: |
SIEGALL CLAY B
21823 30TH DRIVE SE
BOTHELL, WA 98021
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-12-03 | M | 100 | a | $15.46 | 715,309 | direct | ||
COMMON STOCK | 2020-12-03 | S | 100 | d | $180.91 | 715,209 | direct | ||
COMMON STOCK | 2020-12-03 | M | 10,936 | a | $15.46 | 726,145 | direct | ||
COMMON STOCK | 2020-12-03 | S | 10,936 | d | $180.14 | 715,209 | direct | ||
COMMON STOCK | 2020-12-03 | M | 4,844 | a | $15.46 | 720,053 | direct | ||
COMMON STOCK | 2020-12-03 | S | 4,844 | d | $179.14 | 715,209 | direct | ||
COMMON STOCK | 2020-12-03 | M | 3,253 | a | $15.46 | 718,462 | direct | ||
COMMON STOCK | 2020-12-03 | S | 3,253 | d | $178.16 | 715,209 | direct | ||
COMMON STOCK | 2020-12-03 | M | 1,120 | a | $15.46 | 716,329 | direct | ||
COMMON STOCK | 2020-12-03 | S | 1,120 | d | $177.28 | 715,209 | direct | ||
COMMON STOCK | 2020-12-03 | M | 1,000 | a | $15.46 | 716,209 | direct | ||
COMMON STOCK | 2020-12-03 | S | 1,000 | d | $176.18 | 715,209 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 15.46 | 2020-12-03 | deemed execution date | M | 100 (d) | 2021-08-24 | common stock 100 | $15.46 | 293,432 | direct | ||
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 15.46 | 2020-12-03 | deemed execution date | M | 10,936 (d) | 2021-08-24 | common stock 10,936 | $15.46 | 282,496 | direct | ||
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 15.46 | 2020-12-03 | deemed execution date | M | 4,844 (d) | 2021-08-24 | common stock 4,844 | $15.46 | 277,652 | direct | ||
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 15.46 | 2020-12-03 | deemed execution date | M | 3,253 (d) | 2021-08-24 | common stock 3,253 | $15.46 | 274,399 | direct | ||
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 15.46 | 2020-12-03 | deemed execution date | M | 1,120 (d) | 2021-08-24 | common stock 1,120 | $15.46 | 273,279 | direct | ||
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | 15.46 | 2020-12-03 | deemed execution date | M | 1,000 (d) | 2021-08-24 | common stock 1,000 | $15.46 | 272,279 | direct |
ID | footnote |
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f1 | amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting. |
f2 | the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan. |
f3 | reflects sales of common stock executed in multiple transactions at prices ranging from $179.77 to $180.72. the price reported reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request by the securities and exchange commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. |
f4 | reflects sales of common stock executed in multiple transactions at prices ranging from $178.73 to $179.64. the price reported reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request by the securities and exchange commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. |
f5 | reflects sales of common stock executed in multiple transactions at prices ranging from $177.73 to $178.70. the price reported reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request by the securities and exchange commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. |
f6 | reflects sales of common stock executed in multiple transactions at prices ranging from $176.72 to $177.61. the price reported reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request by the securities and exchange commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. |
f7 | reflects sales of common stock executed in multiple transactions at prices ranging from $175.59 to $176.54 the price reported reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request by the securities and exchange commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. |
f8 | options vested at a rate of 25% on 8/24/12 and monthly thereafter until all the shares were fully vested on 8/24/15. |