Accession Number: | 0001209191-20-061929 |
Date: | 2020-12-03 |
Issuer: | PENNANTPARK INVESTMENT CORP (PNNT) |
Original Submission Date: |
KATZ SAMUEL L
C/O PENNANTPARK
590 MADISON AVENUE, 15TH FLOOR
NEW YORK, NY 10022
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-12-03 | J | 177,281 | d | $4.62 | 11,710 | direct | ||
COMMON STOCK | 2020-12-03 | J | 177,281 | a | $4.62 | 177,581 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | on december 3, 2020, a family trust of which the reporting person is trustee acquired 177,281 shares of common stock of pennantpark investment corporation from the reporting person at a price of $4.62 per share, the closing price traded on the nasdaq stock market on such date. |