Form Type: 4

SEC EDGAR Link
Accession Number:0001239819-20-000105
Date:2020-12-04
Issuer: LUNA INNOVATIONS INC (LUNA)
Original Submission Date:

Reporting Person:

GRAEFF SCOTT A
C/O LUNA INNOVATIONS INCORPORATED
301 1ST STREET, SW, SUITE 200 ROANOKE, VA 24011

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-12-04 F 7,517 d $9.97 605,073 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these shares were repurchased by the issuer pursuant to the election of the holder to satisfy tax withholdings requirements with respect to the vesting of restricted stock awards.
f2 the price represents the closing sales price of the issuer's common stock on the date of the election.
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