Accession Number: | 0001225208-20-014747 |
Date: | 2020-12-14 |
Issuer: | RAYMOND JAMES FINANCIAL INC (RJF) |
Original Submission Date: |
REILLY PAUL C
880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-12-14 | S | 13,816 | d | $92.84 | 72,052 | direct | ||
COMMON STOCK | 2020-12-15 | M | 21,930 | a | $0.00 | 93,982 | direct | ||
COMMON STOCK | 2020-12-15 | F | 8,114 | d | $93.49 | 85,868 | direct | ||
COMMON STOCK | 2020-12-14 | 0 | $0.00 | 1,084 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-12-15 | deemed execution date | M | 21,930 (d) | 2020-12-15 | 2020-12-15 | common stock 21,930 | $0.00 | 0 | direct | |
RESTRICTED STOCK UNITS | 0.0 | 2020-12-15 | deemed execution date | A | 20,555 (a) | 2023-12-15 | 2023-12-15 | common stock 20,555 | $0.00 | 20,555 | direct |
ID | footnote |
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f1 | the reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. the reporting person has reported on a single line all such transactions that occurred within a one dollar price range. the reporting person hereby undertakes to provide upon request by the securities and exchange commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. |
f2 | reflects the weighted average sale price. the range of prices for such transaction was $92.42 to $93.31. |
f3 | each restricted stock unit (rsu) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
f4 | includes shares of common stock acquired under the reporting person's employee stock ownership plan (esop) account through december 8, 2020. |
f5 | award of rsus as a portion of annual bonus under amended and restated 2012 stock incentive plan. |