Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-20-034209
Date:2020-12-14
Issuer: MEDAVAIL HOLDINGS, INC. (MDVL)
Original Submission Date:

Reporting Person:

ABG WTT-MEDAVAIL LTD
UNIT 3002-3004, 30TH FLOOR
GLOUCESTER TOWER, THE LANDMARK, CENTRAL HONG KONG, K3

Reporting Person:

ALLY BRIDGE GROUP-WTT GLOBAL LIFE SCIENCE CAPITAL PARTNERS, L.P.
UNIT 3002-3004, 30TH FLOOR
GLOUCESTER TOWER, THE LANDMARK, CENTRAL HONG KONG, K3

Reporting Person:

ABG-WTT GLOBAL LIFE SCIENCE CAPITAL PARTNERS GP, L.P.
UNIT 3002-3004, 30TH FLOOR
GLOUCESTER TOWER, THE LANDMARK, CENTRAL HONG KONG, K3

Reporting Person:

ABG-WTT GLOBAL LIFE SCIENCE CAPITAL PARTNERS GP LTD
UNIT 3002-3004, 30TH FLOOR
GLOUCESTER TOWER, THE LANDMARK, CENTRAL HONG KONG, K3

Reporting Person:

ABG MANAGEMENT LTD.
UNIT 3002-3004, 30TH FLOOR
GLOUCESTER TOWER, THE LANDMARK, CENTRAL HONG KONG, K3

Reporting Person:

YU FAN
UNIT 3002-3004, 30TH FLOOR
GLOUCESTER TOWER, THE LANDMARK, CENTRAL HONG KONG, K3

Reporting Person:

ALLY BRIDGE MEDALPHA MASTER FUND L.P.
430 PARK AVENUE, 12TH FLOOR,
NEW YORK, NY 10022

Reporting Person:

ALLY BRIDGE MEDALPHA MANAGEMENT L.P.
430 PARK AVENUE, 12TH FLOOR,
NEW YORK, NY 10022

Reporting Person:

ALLY BRIDGE MEDALPHA MANAGEMENT GP, LLC
430 PARK AVENUE, 12TH FLOOR,
NEW YORK, NY 10022

Reporting Person:

ALLY BRIDGE GROUP (NY) LLC
430 PARK AVENUE, 12TH FLOOR,
NEW YORK, NY 10022

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-12-14 P 7,922 a $12.24 3,790,002 indirect f2
COMMON STOCK 2020-12-14 P 6,535 a $12.24 2,841,625 indirect f3
COMMON STOCK 2020-12-15 P 5,184 a $12.50 3,795,186 indirect f2
COMMON STOCK 2020-12-15 P 4,276 a $12.50 2,845,901 indirect f3
COMMON STOCK 2020-12-15 P 10,942 a $13.08 3,806,128 indirect f2
COMMON STOCK 2020-12-15 P 9,027 a $13.08 2,854,928 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $12.0125 to $12.62. the reporting person undertakes to provide the company, any security holder of the company, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
f2 these securities are held of record by abg wtt-medavail limited ("abg wtt"). abg wtt is wholly owned by ally bridge group-wtt global life science capital partners, l.p. voting and investment decisions with respect to any securities held of record by abg wtt are made by the investment committee of abg-wtt global life science capital partners gp limited, which is the general partner of abg-wtt global life science capital partners gp, l.p., which is the general partner of ally bridge group-wtt global life science capital partners, l.p. as such, each of the foregoing entities may be deemed to share beneficial ownership of the shares held by abg-wtt. each of them disclaims any such beneficial ownership.
f3 these securities are held of record by ally bridge medalpha master fund l.p. ("medalpha"). mr. fan yu is the sole shareholder of abg management ltd., which is the sole member of each of ally bridge medalpha management gp, llc and ally bridge group (ny) llc. ally bridge group (ny) llc and ally bridge medalpha management l.p., acting through its general partner ally bridge medalpha management gp, llc, manage medalpha's investments. as such, each of the foregoing entities and mr. fan yu may be deemed to share beneficial ownership of the shares held of record by medalpha. each of them disclaims any such beneficial ownership.
f4 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $12.29 to $12.995. the reporting person undertakes to provide the company, any security holder of the company, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
f5 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $13.00 to $13.38. the reporting person undertakes to provide the company, any security holder of the company, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
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