Accession Number: | 0001225208-20-014784 |
Date: | 2020-12-15 |
Issuer: | RAYMOND JAMES FINANCIAL INC (RJF) |
Original Submission Date: |
SHOUKRY PAUL M
880 CARILLON PARKWAY
ST. PETERSBURG, FL 33716
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-12-15 | M | 96 | a | $0.00 | 5,881 | direct | ||
COMMON STOCK | 2020-12-15 | F | 37 | d | $93.49 | 5,844 | direct | ||
COMMON STOCK | 2020-12-15 | 0 | $0.00 | 699 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2020-12-15 | deemed execution date | M | 96 (d) | 2020-12-15 | 2020-12-15 | common stock 96 | $0.00 | 0 | direct | |
RESTRICTED STOCK UNITS | 0.0 | 2020-12-15 | deemed execution date | A | 1,203 (a) | 2023-12-15 | 2023-12-15 | common stock 1,203 | $0.00 | 1,203 | direct |
ID | footnote |
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f1 | each restricted stock unit (rsu) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. |
f2 | includes shares of common stock acquired under the reporting person's employee stock ownership plan (esop) account through december 8, 2020. |
f3 | award of rsus as a portion of annual bonus under amended and restated 2012 stock incentive plan. |