Accession Number: | 0000899243-20-034482 |
Date: | 2020-12-16 |
Issuer: | MEDAVAIL HOLDINGS, INC. (MDVL) |
Original Submission Date: |
ABG WTT-MEDAVAIL LTD
UNIT 3002-3004, 30TH FLOOR
GLOUCESTER TOWER, THE LANDMARK, CENTRAL
HONG KONG, K3
ALLY BRIDGE GROUP-WTT GLOBAL LIFE SCIENCE CAPITAL PARTNERS, L.P.
UNIT 3002-3004, 30TH FLOOR
GLOUCESTER TOWER, THE LANDMARK, CENTRAL
HONG KONG, K3
ABG-WTT GLOBAL LIFE SCIENCE CAPITAL PARTNERS GP, L.P.
UNIT 3002-3004, 30TH FLOOR
GLOUCESTER TOWER, THE LANDMARK, CENTRAL
HONG KONG, K3
ABG-WTT GLOBAL LIFE SCIENCE CAPITAL PARTNERS GP LTD
UNIT 3002-3004, 30TH FLOOR
GLOUCESTER TOWER, THE LANDMARK, CENTRAL
HONG KONG, K3
ABG MANAGEMENT LTD.
UNIT 3002-3004, 30TH FLOOR
GLOUCESTER TOWER, THE LANDMARK, CENTRAL
HONG KONG, K3
YU FAN
UNIT 3002-3004, 30TH FLOOR
GLOUCESTER TOWER, THE LANDMARK, CENTRAL
HONG KONG, K3
ALLY BRIDGE MEDALPHA MASTER FUND L.P.
430 PARK AVENUE, 12TH FLOOR,
NEW YORK, NY 10022
ALLY BRIDGE MEDALPHA MANAGEMENT L.P.
430 PARK AVENUE, 12TH FLOOR,
NEW YORK, NY 10022
ALLY BRIDGE MEDALPHA MANAGEMENT GP, LLC
430 PARK AVENUE, 12TH FLOOR,
NEW YORK, NY 10022
ALLY BRIDGE GROUP (NY) LLC
430 PARK AVENUE, 12TH FLOOR,
NEW YORK, NY 10022
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-12-16 | P | 15,578 | a | $13.06 | 3,821,706 | indirect | f2 | |
COMMON STOCK | 2020-12-16 | P | 12,851 | a | $13.06 | 2,867,779 | indirect | f3 | |
COMMON STOCK | 2020-12-17 | P | 6,946 | a | $13.12 | 3,828,652 | indirect | f2 | |
COMMON STOCK | 2020-12-17 | P | 5,731 | a | $13.12 | 2,873,510 | indirect | f3 | |
COMMON STOCK | 2020-12-17 | P | 1,248 | a | $14.00 | 3,829,900 | indirect | f2 | |
COMMON STOCK | 2020-12-17 | P | 1,029 | a | $14.00 | 2,874,539 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|
ID | footnote |
---|---|
f1 | the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $13.00 to $13.20. the reporting person undertakes to provide the company, any security holder of the company, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
f2 | these securities are held of record by abg wtt-medavail limited ("abg wtt"). abg wtt is wholly owned by ally bridge group-wtt global life science capital partners, l.p. voting and investment decisions with respect to any securities held of record by abg wtt are made by the investment committee of abg-wtt global life science capital partners gp limited, which is the general partner of abg-wtt global life science capital partners gp, l.p., which is the general partner of ally bridge group-wtt global life science capital partners, l.p. as such, each of the foregoing entities may be deemed to share beneficial ownership of the shares held by abg-wtt. each of them disclaims any such beneficial ownership. |
f3 | these securities are held of record by ally bridge medalpha master fund l.p. ("medalpha"). mr. fan yu is the sole shareholder of abg management ltd., which is the sole member of each of ally bridge medalpha management gp, llc and ally bridge group (ny) llc. ally bridge group (ny) llc and ally bridge medalpha management l.p., acting through its general partner ally bridge medalpha management gp, llc, manage medalpha's investments. as such, each of the foregoing entities and mr. fan yu may be deemed to share beneficial ownership of the shares held of record by medalpha. each of them disclaims any such beneficial ownership. |
f4 | the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $12.99 to $13.99. the reporting person undertakes to provide the company, any security holder of the company, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |