| Accession Number: | 0001127602-20-032277 |
| Date: | 2020-12-23 |
| Issuer: | YUM BRANDS INC (YUM) |
| Original Submission Date: |
LOWINGS ANTHONY
1441GARDINER LANE
LOUISVILLE, KY 40213
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2020-12-23 | M | 6,439 | a | $35.10 | 51,799 | direct | ||
| COMMON STOCK | 2020-12-23 | D | 2,105 | d | $107.40 | 49,694 | direct | ||
| COMMON STOCK | 2020-12-23 | S | 4,334 | d | $107.21 | 45,360 | direct | ||
| COMMON STOCK | 2020-12-23 | 0 | $0.00 | 863 | indirect |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK APPRECIATION RIGHT | 35.1 | 2020-12-23 | deemed execution date | M | 6,439 (d) | 2015-02-04 | 2021-02-04 | common stock 6,439 | $35.10 | 6,438 | direct |
| ID | footnote |
|---|---|
| f1 | pursuant to 10b5-1 plan |
