Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-20-139893
Date:2020-12-22
Issuer: BLUEROCK RESIDENTIAL GROWTH REIT, INC. (BRG)
Original Submission Date:

Reporting Person:

RUDDY JORDAN B.
712 FIFTH AVENUE
9TH FLOOR NEW YORK, NY 10019

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OP UNITS 0.0 2020-12-22 deemed execution date J 19,930 (a) class a common stock 19,930 $0.00 514,488 direct
OP UNITS 0.0 2020-12-22 deemed execution date J 384 (a) class a common stock 384 $0.00 514,872 direct
Footnotes
IDfootnote
f1 represents units of partnership interest ("op units") in bluerock residential holdings, lp (the "operating partnership"), of which the issuer is the general partner. these op units may be settled in shares of the issuer's class a common stock on a one-for-one basis. acquisition is as a result of an in kind distribution of these op units pursuant to the liquidation of npt investors, llc, resulting in a distribution of jordan ruddy's allocable portion of op units as permitted under the npt investors limited liability agreement. the op units are owned directly by the reporting person.
f2 represents op units in the operating partnership, of which the issuer is the general partner. these op units may be settled in shares of the issuer's class a common stock on a one-for-one basis. acquisition is as a result of an in kind distribution of these op units pursuant to the wind down of br-npt springing entity, llc ("br-npt"), resulting in a distribution of jordan ruddy's allocable portion of op units as permitted under the br-npt limited liability agreement. the op units are owned directly by the reporting person.
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