Accession Number: | 0001567619-20-021744 |
Date: | 2020-12-29 |
Issuer: | PHOTRONICS INC (PLAB) |
Original Submission Date: |
KIRLIN PETER S
15 SECOR ROAD
BROOKFIELD, CT 06804
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2020-12-29 | S | 11,975 | d | $10.97 | 335,847 | direct | ||
COMMON STOCK | 2020-12-29 | M | 18,971 | a | $6.32 | 354,818 | direct | ||
COMMON STOCK | 2020-12-29 | M | 1,029 | a | $6.32 | 355,847 | direct | ||
COMMON STOCK | 2020-12-29 | S | 1,029 | a | $11.23 | 354,818 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTIONS (RIGHT TO BUY) | 6.32 | 2020-12-29 | deemed execution date | M | 18,971 (d) | 2015-12-09 | 2021-12-09 | common stock 18,971 | $6.32 | 0 | direct | |
NON-QUALIFIED STOCK OPTIONS | 6.32 | 2020-12-29 | deemed execution date | M | 1,029 (d) | 2015-12-09 | 2021-12-09 | common stock 1,029 | $6.32 | 0 | direct |
ID | footnote |
---|---|
f1 | the sale reported on this form 4 was effected pursuant to a 10b5-1 trading plan adopted by mr. kirlin. |
f2 | net proceeds of sale to offset a tax liability from restricted stock vesting and to fund children's education. |
f3 | this transaction was executed in multiple trades. the price reported above reflects the weighted average sale price. the reporting person undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected. |