| Accession Number: | 0001209191-21-002634 |
| Date: | 2021-01-01 |
| Issuer: | CHEMOCENTRYX, INC. (CCXI) |
| Original Submission Date: |
KANAYA SUSAN M
C/O CHEMOCENTRYX, INC.
850 MAUDE AVENUE
MOUNTAIN VIEW, CA 94043
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2021-01-01 | M | 10,000 | a | $0.00 | 114,930 | indirect | ||
| COMMON STOCK | 2021-01-01 | M | 10,000 | a | $0.00 | 124,930 | indirect | ||
| COMMON STOCK | 2021-01-01 | M | 10,333 | a | $0.00 | 135,263 | indirect | ||
| COMMON STOCK | 2021-01-01 | F | 16,498 | d | $61.92 | 118,765 | indirect | ||
| COMMON STOCK | 2021-01-01 | 0 | $0.00 | 91,317 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS | 0.0 | 2021-01-01 | deemed execution date | M | 10,000 (d) | common stock 10,000 | $0.00 | 0 | direct | |||
| RESTRICTED STOCK UNITS | 0.0 | 2021-01-01 | deemed execution date | M | 10,000 (d) | common stock 10,000 | $0.00 | 10,000 | direct | |||
| RESTRICTED STOCK UNITS | 0.0 | 2021-01-01 | deemed execution date | M | 10,333 (d) | common stock 10,333 | $0.00 | 20,667 | direct |
| ID | footnote |
|---|---|
| f1 | shares were acquired upon vesting of restricted stock units awarded on march 5, 2018. |
| f2 | shares were acquired upon vesting of restricted stock units awarded on march 4, 2019. |
| f3 | shares were acquired upon vesting of restricted stock units awarded on march 3, 2020. |
| f4 | represents shares withheld upon vesting of restricted stock units to satisfy tax withholding obligation. |
| f5 | each restricted stock unit represents a contingent right to receive one share of ccxi common stock. |
| f6 | the restricted stock units awarded on march 5, 2018, vest in three equal installments on january 1, 2019, january 1, 2020, and january 1, 2021, subject to the reporting person's continued service to the company on such date. shares will be delivered to the reporting person within thirty (30) days following vest date. |
| f7 | the restricted stock units awarded on march 4, 2019, vest in three equal installments on january 1, 2020, january 1, 2021, and january 1, 2022, subject to the reporting person's continued service to the company on such date. shares will be delivered to the reporting person within thirty (30) days following vest date. |
| f8 | the restricted stock units awarded on march 3, 2020, vest in three equal installments on january 1, 2021, january 1, 2022, and january 1, 2023, subject to the reporting person's continued service to the company on such date. shares will be delivered to the reporting person within thirty (30) days following vest date. |
