Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-001416
Date:2021-01-07
Issuer: CORNING INC /NY (GLW)
Original Submission Date:

Reporting Person:

FRANCE ROBERT P.
ONE RIVERFRONT PLAZA
CORNING, NY 14831

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-01-07 M 658 a $0.00 30,658 direct
COMMON STOCK 2021-01-07 F 658 d $36.98 30,000 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2021-01-07 deemed execution date M 658 (d) common stock 658 $0.00 11,116 direct
RESTRICTED STOCK UNIT 0.0 deemed execution date 0 ( ) common stock 3,572 $0.00 3,572 direct
RESTRICTED STOCK UNIT 0.0 deemed execution date 0 ( ) common stock 4,270 $0.00 4,270 direct
RESTRICTED STOCK UNIT 0.0 deemed execution date 0 ( ) common stock 14,886 $0.00 14,886 direct
RESTRICTED STOCK UNIT 0.0 deemed execution date 0 ( ) common stock 1,985 $0.00 1,985 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of corning incorporated common stock.
f2 vesting to satisfy tax requirement pursuant to the april 2020 agreement.
f3 the restricted stock units vest 100% on april 15, 2021. vested shares will be delivered to the reporting person within thirty (30) days after april 15, 2021. events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to april 15, 2021.
f4 the restricted stock units vest 100% on april 15, 2022. vested shares will be delivered to the reporting person within thirty (30) days after april 15, 2022. events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to april 15, 2022.
f5 the restricted stock units will vest ratably over three years from grant date. vested shares will be delivered to the reporting person within sixty (60) days after vesting. events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.
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