Accession Number: | 0000899243-21-001355 |
Date: | 2021-01-07 |
Issuer: | UBER TECHNOLOGIES, INC (UBER) |
Original Submission Date: |
SB CAYMAN 2 LTD.
C/O WALKERS CORPORATE LIMITED, CAYMAN
CORPORATE CENTER 27 HOSPITAL ROAD
GEORGE TOWN, E9 KY1-9008
SB INVESTMENT ADVISERS (UK) LTD
69 GROSVENOR STREET
LONDON, X0 W1K 3JP
SOFTBANK VISION FUND (AIV S1) L.P.
251 LITTLE FALLS DRIVE
WILMINGTON, DE 19808
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-01-07 | S | 38,000,000 | d | $53.46 | 184,228,178 | indirect | f1,f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | sb cayman 2 limited is wholly owned by softbank vision fund (aiv s1) lp, a delaware limited partnership ("vision fund"). sb investment advisers (uk) limited, a wholly owned subsidiary of softbank group corp., has been appointed as alternative investment fund manager ("aifm") and is exclusively responsible for managing the vision fund in accordance with the alternative investment fund managers directive and is authorized and regulated by the uk financial conduct authority accordingly. as aifm of the vision fund, sb investment advisers (uk) limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing, voting, and disposal of the vision fund's investments. sb cayman 2 limited has granted a proxy to a third party with respect to all voting interests in the company in excess of 9.9% of its outstanding stock. |
f2 | (continued from footnote 2) this proxy will automatically terminate following approval of the committee on foreign investment in the united states. each such entity disclaims beneficial ownership of such shares except to the extent of such entity's pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of section 16 or for any other purposes |