Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-21-000868
Date:2020-12-14
Issuer: EDWARDS LIFESCIENCES CORP (EW)
Original Submission Date:

Reporting Person:

MUSSALLEM MICHAEL A
ONE EDWARDS WAY
IRVINE, CA 92614

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2020-12-14 G 30,000 d $0.00 279,570 direct
COMMON STOCK 2021-01-15 M 98,550 a $13.98 309,770 direct
COMMON STOCK 2021-01-15 S 5,308 d $87.93 304,462 direct
COMMON STOCK 2021-01-15 G 30,000 d $0.00 274,462 direct
COMMON STOCK 2021-01-15 S 63,242 d $87.46 211,220 direct
COMMON STOCK 2021-01-15 G 30,000 a $0.00 2,913,582 indirect
COMMON STOCK 2020-12-14 0 $0.00 371,737 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO ACQUIRE) 13.98 2021-01-15 deemed execution date M 98,550 (d) 2014-06-08 2021-05-07 common stock 98,550 $13.98 361,200 direct
Footnotes
IDfootnote
f1 this transaction was executed pursuant to a rule 10b5-1 trading plan adopted by the reporting person on february 3, 2020, but was omitted from the last form 4 filed by the reporting person on december 15, 2020.
f2 the transactions reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on february 3, 2020.
f3 this transaction was executed in multiple trades at prices ranging from $87.8400 to $88.1200. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide, upon request by the sec staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
f4 this transaction was executed in multiple trades at prices ranging from $86.8400 to $87.8350. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide, upon request by the sec staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
f5 reflects shares represented on the most recent statement of the issuer's 401(k) plan administrator.
WhaleWisdom Logo

Elevate your investments