| Accession Number: | 0000899243-21-002310 |
| Date: | 2021-01-14 |
| Issuer: | NKARTA, INC. (NKTX) |
| Original Submission Date: |
MAHMOOD NADIR
C/O NKARTA, INC.
6000 SHORELINE COURT, SUITE 102
SOUTH SAN FRANCISCO, CA 94080
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2021-01-14 | M | 3,083 | a | $3.89 | 31,488 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | 3.89 | 2021-01-14 | deemed execution date | M | 3,083 (d) | 2029-09-05 | common stock 3,083 | $3.89 | 49,322 | direct |
| ID | footnote |
|---|---|
| f1 | includes 8,469 shares acquired upon early exercise of an option, which are subject to forfeiture until they vest. |
| f2 | the options exercised were fully vested. unvested options will vest and become exercisable ratably in monthly installments until fully vested on september 5, 2023. |
