| Accession Number: | 0001209191-21-003961 |
| Date: | 2021-01-15 |
| Issuer: | NETGEAR, INC. (NTGR) |
| Original Submission Date: |
MERRILL MARK G
350 E. PLUMERIA DR.
SAN JOSE, CA 95134
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2021-01-15 | S | 500 | d | $38.84 | 50,600 | direct | ||
| COMMON STOCK | 2021-01-15 | M | 1,862 | a | $19.32 | 52,462 | direct | ||
| COMMON STOCK | 2021-01-15 | M | 3,138 | a | $18.58 | 55,600 | direct | ||
| COMMON STOCK | 2021-01-15 | S | 5,000 | d | $38.84 | 50,600 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 19.32 | 2021-01-15 | deemed execution date | M | 1,862 (d) | 2024-06-03 | common stock 1,862 | $19.32 | 13 | direct | ||
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 18.58 | 2021-01-15 | deemed execution date | M | 3,138 (d) | 2025-06-02 | common stock 3,138 | $18.58 | 9,987 | direct | ||
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 23.48 | 2021-01-15 | deemed execution date | 0 ( ) | 2026-03-24 | common stock 25,000 | $23.48 | 25,000 | direct | |||
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 25.37 | 2021-01-15 | deemed execution date | 0 ( ) | 2027-06-01 | common stock 25,000 | $25.37 | 25,000 | direct | |||
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 41.67 | 2021-01-15 | deemed execution date | 0 ( ) | 2028-01-25 | common stock 25,000 | $41.67 | 25,000 | direct | |||
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 26.61 | 2021-01-15 | deemed execution date | 0 ( ) | 2029-07-19 | common stock 37,500 | $26.61 | 37,500 | direct |
| ID | footnote |
|---|---|
| f1 | the exercise and sale reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on october 26, 2020. |
| f2 | 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter |
| f3 | this option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the shares subject to the option shall vest twelvemonths after the vesting start date, and 1/48 of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates |
| f4 | this option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the shares subject to the option shall vest twelvemonths after the vesting start date, june 1, 2017, and 1/48 of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates. |
