Form Type: 4

SEC EDGAR Link
Accession Number:0001562180-21-000399
Date:2021-01-16
Issuer: UBER TECHNOLOGIES, INC (UBER)
Original Submission Date:

Reporting Person:

HAZELBAKER JILL
1515 3RD STREET
SAN FRANCISCO, CA 94158

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-01-16 M 2,863 a $0.00 147,371 direct
COMMON STOCK 2021-01-16 M 4,669 a $0.00 152,040 direct
COMMON STOCK 2021-01-16 F 1,615 d $55.52 150,425 direct
COMMON STOCK 2021-01-16 F 991 d $55.52 149,434 direct
COMMON STOCK 2021-01-16 F 509 d $55.52 148,925 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-01-16 deemed execution date M 2,863 (d) common stock 2,863 $0.00 85,871 direct
RESTRICTED STOCK UNITS 0.0 2021-01-16 deemed execution date M 4,669 (d) common stock 4,669 $0.00 196,130 direct
Footnotes
IDfootnote
f1 restricted stock units convert into common stock on a one-for-one basis.
f2 shares withheld to satisfy tax liability upon vesting of restricted stock units on january 16, 2021.
f3 the reporting person was granted 114,495 restrictd stock units (rsus) on august 1, 2019. the vesting schedule is as follows: 1/10th on july 16, 2020 and then 1/40 of the total rsus each month thereafter.
f4 the reporting person was granted 224,148 restricted stock units (rsus) on july 29, 2020. the vesting schedule is as follows: 4/48 of the total rsus on november 16, 2020 and 1/48 of the total rsus each month thereafter.
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