Accession Number: | 0001562180-21-000399 |
Date: | 2021-01-16 |
Issuer: | UBER TECHNOLOGIES, INC (UBER) |
Original Submission Date: |
HAZELBAKER JILL
1515 3RD STREET
SAN FRANCISCO, CA 94158
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-01-16 | M | 2,863 | a | $0.00 | 147,371 | direct | ||
COMMON STOCK | 2021-01-16 | M | 4,669 | a | $0.00 | 152,040 | direct | ||
COMMON STOCK | 2021-01-16 | F | 1,615 | d | $55.52 | 150,425 | direct | ||
COMMON STOCK | 2021-01-16 | F | 991 | d | $55.52 | 149,434 | direct | ||
COMMON STOCK | 2021-01-16 | F | 509 | d | $55.52 | 148,925 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2021-01-16 | deemed execution date | M | 2,863 (d) | common stock 2,863 | $0.00 | 85,871 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2021-01-16 | deemed execution date | M | 4,669 (d) | common stock 4,669 | $0.00 | 196,130 | direct |
ID | footnote |
---|---|
f1 | restricted stock units convert into common stock on a one-for-one basis. |
f2 | shares withheld to satisfy tax liability upon vesting of restricted stock units on january 16, 2021. |
f3 | the reporting person was granted 114,495 restrictd stock units (rsus) on august 1, 2019. the vesting schedule is as follows: 1/10th on july 16, 2020 and then 1/40 of the total rsus each month thereafter. |
f4 | the reporting person was granted 224,148 restricted stock units (rsus) on july 29, 2020. the vesting schedule is as follows: 4/48 of the total rsus on november 16, 2020 and 1/48 of the total rsus each month thereafter. |