Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-21-001005
Date:2021-01-19
Issuer: JPMORGAN CHASE & CO (JPM)
Original Submission Date:

Reporting Person:

GILES NICOLE
383 MADISON AVENUE
NEW YORK, NY 10179-0001

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-01-19 S 3,154 d $138.75 9,687 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-01-19 deemed execution date A 14,362 (a) 2024-01-13 common stock 14,362 $0.00 14,362 direct
Footnotes
IDfootnote
f1 sale pursuant to 10b5-1 plan dated november 12, 2020.
f2 each restricted stock unit represents a contingent right to receive one share of jpmc common stock.
f3 equity incentives are subject to the jpmorgan chase bonus recoupment policy which applies in the event of a material restatement of the firm's financial results. in addition, all equity awards granted in 2021 contain recapture provisions that enable the firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. in addition to recapture provisions, portions of equity awards granted to the reporting person are also subject to additional protection-based vesting provisions under which awards may be cancelled.
f4 restricted stock units vest 50% on january 13, 2023 and 50% on january 13, 2024.
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