Accession Number: | 0001209191-21-004901 |
Date: | 2021-01-20 |
Issuer: | DIODES INC /DEL/ (DIOD) |
Original Submission Date: |
LU KEH SHEW
4949 HEDGCOXE ROAD
SUITE 200
PLANO, TX 75024
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
DIODES INCORPORATED COMMON STOCK | 2021-01-20 | S | 3,550 | d | $80.64 | 463,621 | indirect | ||
DIODES INCORPORATED COMMON STOCK | 2021-01-21 | S | 100 | d | $80.40 | 463,521 | indirect | ||
DIODES INCORPORATED COMMON STOCK | 2021-01-20 | 0 | $0.00 | 420,417 | direct | ||||
DIODES INCORPORATED COMMON STOCK | 2021-01-20 | 0 | $0.00 | 46,150 | indirect | ||||
DIODES INCORPORATED COMMON STOCK | 2021-01-20 | 0 | $0.00 | 55,655 | indirect | ||||
DIODES INCORPORATED COMMON STOCK | 2021-01-20 | 0 | $0.00 | 4,700 | indirect | ||||
DIODES INCORPORATED COMMON STOCK - PERFORMANCE STOCK UNITS | 2021-01-20 | 0 | $0.00 | 175,100 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | sold under a 10b5-1 plan. |
f2 | the price reported is a weighted average price. these shares were sold in multiple transactions at prices ranging from $80.16 to $81.20, inclusive. the reporting person undertakes to provide to diodes incorporated, any security holder of diodes incorporated, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this form 4. |
f3 | these shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. the reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of section 16 or for any other purposes. |