Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-21-003734
Date:2021-01-27
Issuer: SIFCO INDUSTRIES INC (SIF)
Original Submission Date:

Reporting Person:

MOLTEN DONALD C JR.
970 E. 64TH STREET
CLEVELAND, OH 44103

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
SIFCO INDUSTRIES, INC. COMMON STOCK 2021-01-27 A 4,620 a $0.00 4,620 direct
SIFCO INDUSTRIES, INC. COMMON STOCK 2021-01-27 0 $0.00 55,027 direct
SIFCO INDUSTRIES, INC. COMMON STOCK 2021-01-27 0 $0.00 5,000 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 awarded 4,620 shares of the sifco industries, inc. common stock, which are restricted as of the date of the grant. restriction to lapse on the day immediately preceding the one year anniversary date of this award.
f2 held in trust established under the first restatement of declaration of trust agreement dated the 6th day of march, 2013 - donald c, molten, jr. , trustee.
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