| Accession Number: | 0000899243-21-004169 |
| Date: | 2021-01-31 |
| Issuer: | QUOTIENT LTD (QTNT) |
| Original Submission Date: |
VON PRONDZYNSKI HEINO
C/O QUOTIENT LIMITED
28 ESPLANADE
ST HELIER, Y9 JE2 3QA
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| ORDINARY SHARES | 2021-01-31 | M | 9,631 | a | $0.00 | 268,919 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS | 0.0 | 2021-01-31 | deemed execution date | M | 9,631 (d) | ordinary shares 9,631 | $0.00 | 28,893 | direct | |||
| ORDINARY SHARE OPTION (RIGHT TO BUY) | 11.62 | 2021-01-31 | deemed execution date | 0 ( ) | 2025-10-31 | ordinary shares 4,303 | $11.62 | 4,303 | direct | |||
| ORDINARY SHARE OPTION (RIGHT TO BUY) | 5.73 | 2021-01-31 | deemed execution date | 0 ( ) | 2026-10-31 | ordinary shares 8,726 | $5.73 | 8,726 | direct | |||
| ORDINARY SHARES OPTION (RIGHT TO BUY) | 5.21 | 2021-01-31 | deemed execution date | 0 ( ) | 2027-10-31 | ordinary shares 9,597 | $5.21 | 9,597 | direct |
| ID | footnote |
|---|---|
| f1 | restricted stock units convert into ordinary shares on a one-for-one basis. |
| f2 | all 4,303 options have vested and remain exercisable. |
| f3 | all 8,726 options have vested and remain exercisable. |
| f4 | all 9,597 options have vested and remain exercisable. |
| f5 | on october 31, 2020, the reporting person was granted 38,524 restricted stock units, of which 9,631 have vested and have been exercised. the remaining 28,893 restricted stock units will vest in three equal installments on april 30, 2021, july 31, 2021 and october 31, 2021. |
