Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-21-004174
Date:2021-01-31
Issuer: QUOTIENT LTD (QTNT)
Original Submission Date:

Reporting Person:

MCDONOUGH BRIAN
28 ESPLANADE
ST HELIER, Y9 JE2 3QA

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2021-01-31 M 3,846 a $0.00 51,567 direct
ORDINARY SHARES 2021-01-31 0 $0.00 53,040 indirect f9
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-01-31 deemed execution date M 3,846 (d) ordinary shares 3,846 $0.00 11,539 direct
ORDINARY SHARES OPTION (RIGHT TO BUY) 8.0 2021-01-31 deemed execution date 0 ( ) 2024-04-29 ordinary shares 10,000 $8.00 10,000 direct
OPTIONS TO PURCHASE ORDINARY SHARES 0.0 2021-01-31 deemed execution date 0 ( ) 2014-11-14 2022-08-30 ordinary shares 40,029 $0.00 40,029 direct
ORDINARY SHARES OPTION (RIGHT TO BUY) 9.95 2021-01-31 deemed execution date 0 ( ) 2024-10-31 ordinary shares 5,025 $9.95 5,025 direct
ORDINARY SHARES OPTION (RIGHT TO BUY) 11.62 2021-01-31 deemed execution date 0 ( ) 2025-10-31 ordinary shares 4,303 $11.62 4,303 direct
ORDINARY SHARES OPTION (RIGHT TO BUY) 5.73 2021-01-31 deemed execution date 0 ( ) 2026-10-31 ordinary shares 8,726 $5.73 8,726 direct
ORDINARY SHARES OPTION (RIGHT TO BUY) 5.21 2021-01-31 deemed execution date 0 ( ) 2027-10-31 ordinary shares 9,597 $5.21 9,597 direct
ORDINARY SHARES OPTION (RIGHT TO BUY) 6.41 2021-01-31 deemed execution date 0 ( ) 2028-10-31 ordinary shares 6,240 $6.41 6,240 direct
ORDINARY SHARES OPTION (RIGHT TO BUY) 7.78 2021-01-31 deemed execution date 0 ( ) 2029-10-31 ordinary shares 8,158 $7.78 8,158 direct
ORDINARY SHARE OPTION (RIGHT TO BUY) 4.55 2021-01-31 deemed execution date 0 ( ) 2030-10-31 ordinary shares 13,611 $4.55 13,611 direct
Footnotes
IDfootnote
f1 all 10,000 options have vested and remain exercisable.
f2 the exercise price will be paid in pounds sterling, at gbp 0.91 per share.
f3 all 5,025 options have vested and remain exercisable.
f4 all 4,303 options have vested and remain exercisable.
f5 all 8,726 options have vested and remain exercisable.
f6 restricted stock units convert into ordinary shares on a one-for-one basis.
f7 all 9,597 options have vested and remain exercisable.
f8 4,160 options have vested and remain exercisable, and 2,080 options will vest on october 31, 2021.
f9 the reporting person and his spouse are co-trustees of their successors in trust, of the mcdonough-mcguire joint revocable trust, dated may 14, 2013. the reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these ordinary shares in this report shall not be deemed an admission of beneficial ownership of all of the reported ordinary shares for purposes of section 16 or for any other purpose.
f10 2,719 options vested on october 31, 2020 and remain exercisable, and the remaining 5,439 options will vest in two equal annual installments on october 31, 2021 and october 31, 2022.
f11 on october 31, 2020, the reporting person was granted 15,385 restricted stock units, of which 3,846 have vested and have been exercised. the remaining 11,539 restricted stock units will vest in three equal installments on april 30, 2021, july 31, 2021 and october 31, 2021.
f12 the options vest and become exercisable on october 31, 2021.
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