Form Type: 4

SEC EDGAR Link
Accession Number:0001683168-21-000412
Date:2021-02-03
Issuer: DELTA AIR LINES, INC. (DAL)
Original Submission Date:

Reporting Person:

CARROLL WILLIAM C
C/O DELTA AIR LINES, INC.
P.O. BOX 20574, DEPT. 981 ATLANTA, GA 30320

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-02-03 A 10,560 a $0.00 30,041 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 39.78 2021-02-03 deemed execution date A 9,080 (a) 2031-02-02 common stock 9,080 $39.78 9,080 direct
Footnotes
IDfootnote
f1 the personnel & compensation committee of delta's board of directors (the "committee") granted mr. carroll 10,560 shares of restricted common stock under delta's 2021 long-term incentive program. the shares will vest pursuant to the terms of the award agreement. this grant was approved by the committee and is exempt from section 16(b) of the securities exchange act of 1934 under rule 16b-3(d)(1).
f2 on february 3, 2021, the committee granted mr. carroll an option to purchase 9,080 shares of common stock under the 2021 long-term incentive program. the option vests in three equal installments beginning on february 1, 2022. this grant was approved by the committee and is exempt from section 16(b) of the securities exchange act of 1934 under rule 16b-3(d)(1).
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