Accession Number: | 0001534701-21-000063 |
Date: | 2021-02-09 |
Issuer: | PHILLIPS 66 (PSX) |
Original Submission Date: |
MANDELL BRIAN
2331 CITYWEST BLVD.
HOUSTON, TX 77042
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-02-09 | A | 9,940 | a | $0.00 | 32,111 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 74.7 | 2021-02-09 | deemed execution date | A | 56,700 (a) | 2031-02-09 | common stock 56,700 | $74.70 | 56,700 | direct |
ID | footnote |
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f1 | includes 23,369 restricted stock units (rsus), including the 9,940 rsus reported on this form 4, that settle for shares of phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. |
f2 | the stock options become exercisable in three equal annual installments beginning on february 9, 2022. |