Form Type: 4

SEC EDGAR Link
Accession Number:0001534701-21-000065
Date:2021-02-09
Issuer: PHILLIPS 66 (PSX)
Original Submission Date:

Reporting Person:

HERMAN ROBERT A
2331 CITYWEST BLVD.
HOUSTON, TX 77042

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-02-09 A 12,585 a $0.00 62,737 direct
COMMON STOCK 0 $0.00 5,386 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 74.7 2021-02-09 deemed execution date A 65,800 (a) 2031-02-09 common stock 65,800 $74.70 65,800 direct
Footnotes
IDfootnote
f1 includes 28,363 restricted stock units (rsus), including the 12,585 rsus reported on this form 4, that settle for shares of phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant.
f2 the stock options become exercisable in three equal annual installments beginning on february 9, 2022.

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