Accession Number: | 0001209191-21-011874 |
Date: | 2021-02-16 |
Issuer: | SURMODICS INC (SRDX) |
Original Submission Date: |
STICH JOSEPH J.
9924 WEST 74TH STREET
EDEN PRAIRIE, MN 55344
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK | 2021-02-16 | S | 2,016 | d | $51.50 | 48,546 | direct | ||
COMMON STOCK | 2021-02-16 | S | 484 | d | $52.51 | 48,062 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | sales effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on february 26, 2020. |
f2 | reflects the weighted average price of 2,016 shares of common stock of surmodics,inc. sold by the reporting person in multiple transactions on february 16, 2021 with sale prices ranging from $51.00 to $51.94 per share. the reporting person undertakes to provide upon request by the u.s. securities and exchange commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
f3 | reflects the weighted average price of 484 shares of common stock of surmodics,inc. sold by the reporting person in multiple transactions on february 16, 2021 with sale prices ranging from $52.355 to $53.23 per share. the reporting person undertakes to provide upon request by the u.s. securities and exchange commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |