Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-012100
Date:2021-02-16
Issuer: CERUS CORP (CERS)
Original Submission Date:

Reporting Person:

SWISHER DANIEL N JR
C/O CERUS CORPORATION
1220 CONCORD AVE CONCORD, CA 94520

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-02-16 M 10,000 a $2.90 69,868 direct
COMMON STOCK 2021-02-16 S 10,000 d $7.78 59,868 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION (RIGHT TO BUY) 2.9 2021-02-16 deemed execution date M 10,000 (d) 2021-06-26 common stock 10,000 $2.90 5,000 direct
Footnotes
IDfootnote
f1 this transaction was executed pursuant to a 10b5-1 plan.
f2 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $7.68 to $7.941 per share, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.
f3 the option became exercisable in 12 equal monthly installments after the grant date.
f4 not applicable.

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