Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-012703
Date:2021-02-18
Issuer: RESIDEO TECHNOLOGIES, INC. (REZI)
Original Submission Date:

Reporting Person:

AARNES ROBERT B
901 E 6TH STREET
AUSTIN, TX 78702

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-02-20 M 11,551 a $0.00 36,502 direct
COMMON STOCK 2021-02-20 F 3,924 d $27.56 32,578 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-02-18 deemed execution date A 37,878 (a) common stock 37,878 $0.00 37,878 direct
RESTRICTED STOCK UNITS 0.0 2021-02-20 deemed execution date M 11,551 (a) 2021-02-20 2021-02-20 common stock 11,551 $0.00 23,102 direct
Footnotes
IDfootnote
f1 restricted stock units were granted under the amended and restated 2018 stock incentive plan of resideo technologies, inc. and its affiliates, and will vest in three equal installments on each of february 18, 2022, february 18, 2023 and february 18, 2024 subject to continued employment.
f2 instrument converts to common stock on a one-for-one basis.
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