Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-21-007830
Date:2021-02-19
Issuer: EASTMAN CHEMICAL CO (EMN)
Original Submission Date:

Reporting Person:

BOLDEA LUCIAN
200 SOUTH WILCOX
KINGSPORT, TN 37660

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-02-19 S 12,184 d $111.76 0 direct
COMMON STOCK 2021-02-19 M 3,706 a $69.73 3,706 direct
COMMON STOCK 2021-02-19 S 3,706 d $111.79 0 direct
COMMON STOCK 2021-02-19 M 412 a $69.73 412 direct
COMMON STOCK 2021-02-19 S 412 d $111.73 0 direct
COMMON STOCK 2021-02-19 M 3,267 a $87.43 3,267 direct
COMMON STOCK 2021-02-19 S 3,267 d $111.69 0 direct
COMMON STOCK 2021-02-19 M 5,499 a $74.46 5,499 direct
COMMON STOCK 2021-02-19 S 5,499 d $111.62 0 direct
COMMON STOCK 2021-02-19 M 10,427 a $65.16 10,427 direct
COMMON STOCK 2021-02-19 S 10,427 d $111.54 0 direct
COMMON STOCK 2021-02-19 A 15,465 a $0.00 15,465 direct
COMMON STOCK 2021-02-19 F 4,754 d $111.92 10,711 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 69.73 2021-02-19 deemed execution date M 3,706 (d) 2016-02-28 2023-02-27 common stock 3,706 $69.73 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 69.73 2021-02-19 deemed execution date M 412 (d) 2016-02-28 2023-02-27 common stock 412 $69.73 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 87.43 2021-02-19 deemed execution date M 3,267 (d) 2017-02-28 2024-02-27 common stock 3,267 $87.43 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 74.46 2021-02-19 deemed execution date M 5,499 (d) 2018-02-27 2025-02-26 common stock 5,499 $74.46 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 65.16 2021-02-19 deemed execution date M 10,427 (d) 2019-02-26 2026-02-25 common stock 10,427 $65.16 0 direct
Footnotes
IDfootnote
f1 average weighted sale price for shares disposed of in the reported transaction. the shares were sold in multiple broker's transactions at various prices per share ranging from $111.73 to $111.92. the reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
f2 average weighted sale price for shares disposed of in the reported transaction. the shares were sold in multiple broker's transactions at various prices per share ranging from $111.74 to $111.85. the reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
f3 average weighted sale price for shares disposed of in the reported transaction. the shares were sold in multiple broker's transactions at various prices per share ranging from $111.68 to $111.70. the reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).
f4 average weighted sale price for shares disposed of in the reported transaction. the shares were sold in multiple broker's transactions at various prices per share ranging from $111.54 to $111.69. the reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4).
f5 average weighted sale price for shares disposed of in the reported transaction. the shares were sold in multiple broker's transactions at various prices per share ranging from $111.49 to $111.62. the reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5).
f6 payout under performance shares awarded at beginning of three-year (2018-2020) performance period.
f7 shares of common stock withheld in payment of tax liability incident to payout under performance shares.
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