Form Type: 4

SEC EDGAR Link
Accession Number:0001171843-21-001289
Date:2021-02-22
Issuer: SP PLUS CORP (SP)
Original Submission Date:

Reporting Person:

BAUMANN G MARC
C/O SP PLUS CORPORATION
200 E. RANDOLPH STREET, SUITE 7700 CHICAGO, IL 60601

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-02-22 A 20,213 a $30.76 109,950 direct
COMMON STOCK 2021-02-22 A 11,968 a $30.76 121,918 direct
COMMON STOCK 2021-02-23 F 7,385 d $31.47 114,533 direct
COMMON STOCK 2021-02-23 F 4,373 d $31.47 110,160 direct
COMMON STOCK 2021-02-23 F 4,373 d $31.47 105,787 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the acquisition of shares of sp plus corporation common stock represents the vesting of performance share units (psus) granted to the reporting person on january 1, 2018 under the sp plus long-term incentive plan. the psus were settled in shares of sp plus common stock on a one-for-one basis. the psus vested solely upon achievement of a performance goal.
f2 includes 34,874 restricted stock units previously granted to the reporting person.
f3 the reporting person holds the shares in an account with his spouse as joint tenants with rights of survivorship.
f4 upon acquisition of 20,213 psus, the reporting person automatically sold, solely for purposes of satisfying the resulting tax-withholding obligation, a number of shares of sp plus common stock sufficient to enable the reporting person to satisfy such tax-withholding obligation.
f5 upon acquisition of 11,968 psus, the reporting person automatically sold, solely for purposes of satisfying the resulting tax-withholding obligation, a number of shares of sp plus common stock sufficient to enable the reporting person to satisfy such tax-withholding obligation.
f6 the reporting person had 11,968 restricted stock units (rsus) that vested and were settled in shares of sp plus common stock on a one-for-one basis. upon acquisition of the rsus, the reporting person automatically sold, solely for purposes of satisfying the resulting tax-withholding obligation, a number of shares of sp plus common stock sufficient to enable the reporting person to satisfy such tax-withholding obligation.
f7 includes 22,906 restricted stock units previously granted to the reporting person.

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