| Accession Number: | 0001209191-21-014391 |
| Date: | 2021-02-23 |
| Issuer: | NASDAQ, INC. (NDAQ) |
| Original Submission Date: |
DENNISON ANN M
151 W. 42ND STREET
NEW YORK, NY 10036
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2021-02-23 | A | 4,696 | a | $0.00 | 16,445 | direct | ||
| COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2021-02-23 | F | 1,621 | d | $140.34 | 14,824 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|
| ID | footnote |
|---|---|
| f1 | represents the settlement of performance share units (psus) that were previously granted under nasdaq's equity incentive plan. the ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from january 1, 2018 through december 31, 2020. |
| f2 | represents the surrender of shares to pay withholding taxes in connection with the settlement of psus, as described above. |
| f3 | represents (i) 2,275 shares or units of restricted stock, of which none are vested, (ii) 11,688 shares underlying psus of which 7,526 are vested and (iii) 861 shares purchased under the employee stock purchase plan. |
