Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-21-008496
Date:2021-02-24
Issuer: VECTOR GROUP LTD (VGR)
Original Submission Date:

Reporting Person:

LAMPEN RICHARD
C/O VECTOR GROUP LTD.
4400 BISCAYNE BLVD; 10TH FLOOR MIAMI, FL 33137

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-02-24 A 150,000 a $0.00 593,986 direct
COMMON STOCK 2021-02-24 0 $0.00 6,179 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 on february 24, 2021, the issuer awarded the reporting person a restricted stock grant of 150,000 shares of the issuer's common stock pursuant to the issuer's 2014 management incentive plan. restricted shares vest in four equal annual installments commencing on the first anniversary of the date of grant provided the reporting person is then still an employee of the issuer, subject to earlier vesting upon his death or disability, termination of employment without cause or resignation for good reason and change-of-control.
f2 the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of section 16 or for any other purpose.
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